SOX Manager

Company: INSPYR Solutions
Location: Los Angeles
Posted on: April 4, 2025

Job Description:

Role: SOX Manager

Check all associated application documentation thoroughly before clicking on the apply button at the bottom of this description.
Location: Remote
Duration: 5+ month contract
Compensation: $85.00-110.00/hr.
Work Requirements: US Citizen, GC Holders or Authorized to Work in the U.S.

If interested, please contact Margot Parsons at mparsons@inspyrsolutions.com or call 714-465-5478

Summary:
Working on the Business Control Officer ("BCO") team for Corporate Functions and will partner with other internal audit teams, as well as 2LOD teams across the organization. Responsibilities will encompass understanding risks and controls within the Corporate Function areas, including SOX/FDICIA, identification of relevant issues, solution design, design of required controls and monitoring, leveraging industry practices, and coordination with colleagues across the organization. This role is expected to contribute constructively and balance challenges, supporting the alignment of business objectives with the client's risk appetite and established limits.

Responsibilities: Oversee the coordination and engagement of our client's SOX and FDICIA reviews by partnering with key stakeholders across the first line, internal audit, and external audit Work collaboratively within the first LOB's and with second line of defense teams to coordinate risk management and testing activities.
Act as subject matter expert for the activities in the division and their associated risk exposures.
Execute risk assessment programs (e.g. Risk Control Self Assessments, Business Impact Assessments, Vendor Risk Assessments, New Applications) to identify and quantify the risks and their associated controls in the division.
Establish processes report on the performance of risk mitigating controls (e.g. if policies and procedures are being followed, if sign-off limits are being exceeded etc.)
Provide recommendations to remediate risk exceptions and assist with the implementation of remediation plans.
Coordinate the completion of risk mitigating actions and providing status updates of open/closed issues to senior management and second line risk management functions.
Develop trend analysis of testing to identify key processes, policies and/or practices to ensure second-line action is taken.
Ensure appropriate colleagues in the division are trained on the applicable risk management,t practices, reporting, etc.
Define and report performance metrics and Key Risk Indicators to monitor high risks to the business unit.
Interacted with internal auditing and regulators as necessary to support banking and wealth management activities.


Required: At least seven years of experience in the financial services industry, with at least five years in a SOX coordination role, operational risk management, internal audit, or compliance role Minimum 1 year of lead or supervisory experience
Strong business knowledge of financial services and controls testing
Understanding of SOX/FDICIA, Risk Management/Operational Risk Management, and Internal Controls testing methodology
Ability to handle complexity and ambiguity
Proven track record building strong relationships across multiple business functions
Ability to deal effectively with conflict Well-developed influencing, analytical,l and problem-solving skills

Keywords: INSPYR Solutions, Los Angeles , SOX Manager, Executive , Los Angeles, California