Reg 9 Internal Audit Manager
Company: VirtualVocations
Location: Van Nuys
Posted on: March 3, 2025
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Job Description:
A company is looking for a Temporary Manager - Reg 9 Internal
Audit & Process Risk Consulting (Banking & Wealth Management).
Key Responsibilities
Lead and execute internal audit and risk consulting engagements for
global banking and wealth management clients
Assess internal controls, regulatory compliance, and risk exposure,
providing practical remediation guidance
Oversee project execution, fieldwork, and client presentations,
ensuring quality and efficiency
Qualifications
6+ years of internal audit, risk management, or controls experience
in global banking/wealth management
Must have expertise in Regulation 9 (Reg 9)
CPA, CIA, or equivalent certification preferred
Strong leadership and project management skills
Keywords: VirtualVocations, Los Angeles , Reg 9 Internal Audit Manager, Accounting, Auditing , Van Nuys, California
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